Louie Wing Yiu Ma
馬永耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louie Wing Yiu Ma (馬永耀), a licensed former licensee with CE reference AAI349. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kam Fai Securities Company Limited 金輝証券有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-17 | 2022-09-28 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-04 | 2018-01-17 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-01-21 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |