Yiu Lam (SFC:AAI323) Cheung
張耀林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Lam (SFC:AAI323) Cheung (張耀林), a licensed former licensee with CE reference AAI323. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-01 | 2023-04-20 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2022-06-30 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-13 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-13 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-13 |