Wing Kee Chan
陳榮基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Kee Chan (陳榮基), a licensed Responsible Officer with CE reference AAI155. Currently licensed at 1 firm(s): Karford Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karford Securities Limited 加褔證券有限公司 |
RO | Type 1 - Dealing in securities | present | present |
| Karford Securities Limited 加褔證券有限公司 |
RO | Type 4 - Advising on securities | present | present |
| Karford Securities Limited 加褔證券有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2004-11-11 |
| Karford Securities Limited 加褔證券有限公司 |
RO | Type 9 - Asset management | present | 2004-11-11 |