Kai Sun Wong
黃啟新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Sun Wong (黃啟新), a licensed former licensee with CE reference AAI127. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-13 | 2013-03-16 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2011-07-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2013-03-16 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2013-03-16 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2011-07-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-30 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2013-03-16 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-12 |