Kai Sun Wong
黃啟新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Sun Wong (黃啟新), a licensed former licensee with CE reference AAI127. This person has 10.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-13 | 2013-03-16 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2011-07-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2013-03-16 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2013-03-16 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2011-07-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-30 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2013-03-16 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Sun Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.