Kwok Kay Yip
葉國基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kay Yip (葉國基), a licensed former licensee with CE reference AAH941. This person has 3.4 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wing Yip Company Limited 永業證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-08-07 |
| Wing Yip Company Limited 永業證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-30 |
| Wing Yip Company Limited 永業證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-30 |
| Wing Yip Company Limited 永業證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-30 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Kay Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Kwai Ching Man | Wing Yip Company Limited | 2003–2006 |
| Sheung Lin Lee | Wing Yip Company Limited | 2003–2006 |
| Sammy Chi Leung Woo | Wing Yip Company Limited | 2003–2006 |