Shiu Chuen Mok
莫小泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Chuen Mok (莫小泉), a licensed former licensee with CE reference AAH426. This person has 5.6 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-11-18 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-17 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-17 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-17 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Shiu Chuen Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Bernard Mo Kit Wong | K.K.M. Securities Limited | 2003–2008 |
| Sze Chun Au Yeung | K.K.M. Securities Limited | 2003–2008 |
| Eleanor Tung Yiu Au Yeung | K.K.M. Securities Limited | 2003–2008 |
| Chung Man Cheung | K.K.M. Securities Limited | 2003–2008 |
| Bina Lai May Shum Tang | K.K.M. Securities Limited | 2003–2008 |
| Betsy Hung Bik Wong Chiu | K.K.M. Securities Limited | 2003–2008 |
| Yun Ha Wong | K.K.M. Securities Limited | 2003–2008 |
| Chi Wai Yim | K.K.M. Securities Limited | 2003–2008 |
| Pauline Poon Chuen Wong | K.K.M. Securities Limited | 2003–2005 |
| Kwok Wing Fung | K.K.M. Securities Limited | 2003–2004 |
| Kwok Wai Ho | K.K.M. Securities Limited | 2003–2004 |
| Simon Kin-Nin Ko | K.K.M. Securities Limited | 2003 |