Chi Wah Lau
劉志華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wah Lau (劉志華), a licensed former licensee with CE reference AAH388. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-06-16 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-21 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-21 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 9 — Asset management | present | 2004-12-21 |