Wai Man (SFC:AAG874) Ip
葉慧文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man (SFC:AAG874) Ip (葉慧文), CE reference AAG874. Currently licensed at 1 firm(s): Rifa Securities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-12 | present |
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-15 | 2015-05-08 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-08-01 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-02-01 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 8 — Securities margin financing | present | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-24 |