Long Chin Lee
李隆進
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Long Chin Lee (李隆進), a licensed former licensee with CE reference AAG478. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-04-22 | 2021-09-30 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-12-29 | 2008-04-22 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-12-29 | 2021-09-30 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-12-29 | 2021-09-30 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-12-29 | 2021-09-30 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-23 | 2006-12-29 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-10-23 | 2006-12-29 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-23 | 2006-12-29 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2005-12-02 | 2006-09-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-09-29 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2006-09-29 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2006-09-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2006-09-29 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2006-09-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-10-30 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-08-15 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
RO | Type 9 — Asset management | present | 2006-09-29 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RO | Type 9 — Asset management | present | 2003-10-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2003-10-30 |