Jimmy Hock Soon Tok
卓福順
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Hock Soon Tok (卓福順), a licensed former licensee with CE reference AAG466. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-06-30 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-06-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-30 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-06-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-30 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-08-15 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RO | Type 9 — Asset management | present | 2003-06-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2003-06-30 |