Jimmy Hock Soon Tok
卓福順
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Hock Soon Tok (卓福順), a licensed former licensee with CE reference AAG466. This person has 0.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-06-30 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-06-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-06-30 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-06-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-30 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-15 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-06-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-06-30 |