Yau Chow
鄒有
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Chow (鄒有), a licensed former licensee with CE reference AAG326. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RhinoX Limited |
Rep | Type 1 — Dealing in securities | 2008-11-07 | 2015-05-01 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-10-31 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-18 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-18 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-18 |