Kim Ming Lee
李劍明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Ming Lee (李劍明), a licensed former licensee with CE reference AAG272. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2006-04-10 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-02-17 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-02-17 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-02-17 |