Mary Yuk Sin Lam Wong
林黃玉羨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mary Yuk Sin Lam Wong (林黃玉羨), a licensed former licensee with CE reference AAG269. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-25 | 2014-01-24 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-01-25 | 2014-01-24 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-05-31 | 2006-01-25 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-11-30 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-05-31 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-31 |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-01-25 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-01-25 |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-05-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 — Advising on securities | present | 2004-05-31 |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-05-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-05-31 |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-05-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-05-31 |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 9 — Asset management | present | 2004-05-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 9 — Asset management | present | 2004-05-31 |