Josie Tsung Sou Tao
陶宗舒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josie Tsung Sou Tao (陶宗舒), a licensed former licensee with CE reference AAG238. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nan Lee Investment Co. 南利投資公司 |
Rep | Type 1 - Dealing in securities | present | 2005-02-22 |
| Nan Lee Investment Co. 南利投資公司 |
Rep | Type 4 - Advising on securities | present | 2004-12-14 |
| Nan Lee Investment Co. 南利投資公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-12-14 |
| Nan Lee Investment Co. 南利投資公司 |
Rep | Type 9 - Asset management | present | 2004-12-14 |