Lai Ching Shum
沈麗清
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ching Shum (沈麗清), a licensed former licensee with CE reference AAG111. This person has 1.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-10-07 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-07 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-07 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-07 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Ching Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| King Wa Shum | Huayu Securities Limited | 2003–2004 |
| Ching Kei Lau | Huayu Securities Limited | 2003–2004 |
| Yung Chun So | Huayu Securities Limited | 2003–2004 |
| Ping Jue So | Huayu Securities Limited | 2003–2004 |
| Simon Dungey | Huayu Securities Limited | 2003 |