Roger Albert John

CE No. AAG066 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Albert John, a licensed former licensee with CE reference AAG066. This person has 10.4 years of SFC licence history. Total licence records on file: 8.

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Licence history

FirmRoleRegulated activityFromTo
Salisbury Securities Limited
莎利士堡証券有限公司		 RO Type 1 - Dealing in securities 2005-03-31 2013-08-30
Salisbury Securities Limited
莎利士堡証券有限公司		 RO Type 4 - Advising on securities 2005-03-31 2013-08-30
Salisbury Securities Limited
莎利士堡証券有限公司		 RO Type 6 - Advising on corporate finance 2005-03-31 2013-08-30
Salisbury Securities Limited
莎利士堡証券有限公司		 RO Type 9 - Asset management 2005-03-31 2013-08-30
Salisbury Securities
莎利士堡證券		 RO Type 1 - Dealing in securities Pre-2003 2005-03-31
Salisbury Securities
莎利士堡證券		 RO Type 4 - Advising on securities Pre-2003 2005-03-31
Salisbury Securities
莎利士堡證券		 RO Type 6 - Advising on corporate finance Pre-2003 2005-03-31
Salisbury Securities
莎利士堡證券		 RO Type 9 - Asset management Pre-2003 2005-03-31

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Roger Albert John during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hamish Gordon Cruden Salisbury Securities Limited 2005–2013
Alex Yat Ming Leung Salisbury Securities Limited 2005–2013
Rory Edward Richard McAllister Salisbury Securities Limited 2010–2013
Andrew Guy Stiles Salisbury Securities Limited 2011–2013
Evan Wilford King Salisbury Securities 2004–2005
Matthew James Braddick Salisbury Securities Limited 2008–2009
Luiz Antonio Souza Salisbury Securities 2003–2004
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