Shu Kuen Lee
李樹權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Kuen Lee (李樹權), a licensed Responsible Officer with CE reference AAG035. Currently licensed at 1 firm(s): Fu Yip Securities and Investment Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fu Yip Securities and Investment Company Limited 富業證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-03 | present |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-03-03 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-05-10 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-10 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-05-10 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Kuen Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.