Alan Jerry Harden
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Jerry Harden ( ), a licensed former licensee with CE reference AAF818. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-26 | 2015-12-31 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2012-03-26 | 2015-12-31 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 9 — Asset management | 2012-03-26 | 2015-12-31 |