Rosalind Sau Man Woo
胡秀雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rosalind Sau Man Woo (胡秀雯), a licensed former licensee with CE reference AAF722. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2011-02-12 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-09-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-09-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-09-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | present | 2003-09-25 |