Connie Rose Sham Khi
岑琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Rose Sham Khi (岑琪), a licensed former licensee with CE reference AAF697. This person has 16.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Wan Kiu Investment Company Limited 香港宏僑投資有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-29 | 2020-02-06 |
| Hong Kong Wan Kiu Investment Company 香港宏僑投資公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-03-29 |
| Hong Kong Wan Kiu Investment Company 香港宏僑投資公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-08 |
| Hong Kong Wan Kiu Investment Company 香港宏僑投資公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-08 |
| Hong Kong Wan Kiu Investment Company 香港宏僑投資公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-08 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Connie Rose Sham Khi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Anita Lai Ping Yue | Hong Kong Wan Kiu Investment Company Limited | 2005–2020 |
| Amy Lai Sheung Chan | Hong Kong Wan Kiu Investment Company Limited | 2005–2018 |
| Poon Kin Cheng | Hong Kong Wan Kiu Investment Company Limited | 2005–2015 |
| Chi Ming Ho | Hong Kong Wan Kiu Investment Company Limited | 2018–2020 |
| Man Kit Law | Hong Kong Wan Kiu Investment Company Limited | 2018–2019 |