Margaret Kam Wen Chang Chow
張周錦雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Margaret Kam Wen Chang Chow (張周錦雲), a licensed former licensee with CE reference AAF478. This person has 6.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-25 | 2009-08-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-07-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-07-25 |