Eric Chi Ming Liu
廖志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Chi Ming Liu (廖志明), a licensed Representative with CE reference AAF427. Currently licensed at 1 firm(s): Fulbright Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.3 years of SFC licence history. Total licence records on file: 5.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-30 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-30 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 4 - Advising on securities | 2010-05-18 | 2022-12-30 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2022-12-30 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-11-30 |