Shu Kwan Sham
岑樹堃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Kwan Sham (岑樹堃), a licensed former licensee with CE reference AAF412. This person has 1.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ten & Ten Securities Company 全美證券行 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-01-12 |
| Ten & Ten Securities Company 全美證券行 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-10 |
| Ten & Ten Securities Company 全美證券行 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-10 |
| Ten & Ten Securities Company 全美證券行 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-10 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Kwan Sham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chun Lung Wong | Ten & Ten Securities Company | 2003–2004 |
| Stephen Che Leung Chiu | Ten & Ten Securities Company | 2003–2004 |
| William Kam Wai Chan | Ten & Ten Securities Company | 2003–2004 |
| Kendy Chiu | Ten & Ten Securities Company | 2003–2004 |