Lai Him Chow
周禮謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Him Chow (周禮謙), a licensed former licensee with CE reference AAF340. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-03-01 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2006-03-01 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-26 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-11-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-11-26 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-11-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 9 — Asset management | present | 2004-11-26 |