Yan Hau Liu
廖恩厚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Hau Liu (廖恩厚), a licensed former licensee with CE reference AAF283. This person has 2.0 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Champion & Co. 順景證券投資公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-03-21 |
| Champion & Co. 順景證券投資公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-21 |
| Champion & Co. 順景證券投資公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-21 |
| Champion & Co. 順景證券投資公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-21 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Hau Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Pui Wan Au Young | Champion & Co. | 2003–2005 |
| Kwok Ho Ma | Champion & Co. | 2003–2005 |