Mitchell Man Leung Lim
林民梁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mitchell Man Leung Lim (林民梁), a licensed former licensee with CE reference AAF258. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JL Capital (Hong Kong) Pte Limited |
Rep | Type 9 — Asset management | 2007-09-05 | 2009-01-01 |
| JL Capital (Hong Kong) Pte Limited |
RO | Type 9 — Asset management | 2007-04-17 | 2007-09-05 |
| JL Capital (Hong Kong) Pte Limited |
Rep | Type 9 — Asset management | 2006-11-17 | 2007-04-17 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-10-19 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-10-19 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-09-26 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
RO | Type 9 — Asset management | present | 2003-09-26 |