Siu Cheung Au
區紹祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Cheung Au (區紹祥), a licensed former licensee with CE reference AAE680. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cheong Lee Securities Co. 昌利股份公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-31 |
| Cheong Lee Securities Co. 昌利股份公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-29 |
| Cheong Lee Securities Co. 昌利股份公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-29 |
| Cheong Lee Securities Co. 昌利股份公司 |
Rep | Type 9 — Asset management | present | 2003-09-29 |