Siu Cheung Au
區紹祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Cheung Au (區紹祥), a licensed former licensee with CE reference AAE680. This person has 2.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cheong Lee Securities Co. 昌利股份公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-31 |
| Cheong Lee Securities Co. 昌利股份公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-29 |
| Cheong Lee Securities Co. 昌利股份公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-29 |
| Cheong Lee Securities Co. 昌利股份公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-29 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Cheung Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Benny Tai Kuen Chang | Cheong Lee Securities Co. | 2003–2005 |
| Susanna Alexandria Pui San Ho | Cheong Lee Securities Co. | 2003–2005 |
| Kin Wai Ho | Cheong Lee Securities Co. | 2003–2005 |
| Emily Yee Mui Leung Ho | Cheong Lee Securities Co. | 2003–2005 |