Dennis Haw Shun Lam
林孝信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Haw Shun Lam (林孝信), a licensed former licensee with CE reference AAE615. This person has 10.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-14 | 2013-10-02 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-14 | 2013-10-02 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-04-12 | 2010-04-01 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-04-01 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2010-04-01 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-04-12 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2010-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dennis Haw Shun Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.