Dennis Haw Shun Lam
林孝信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Haw Shun Lam (林孝信), CE reference AAE615. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-14 | 2013-10-02 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-14 | 2013-10-02 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-04-12 | 2010-04-01 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-04-01 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2010-04-01 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-04-12 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2010-04-01 |