Chi Wai (SFC:AAE398) Chan
陳志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai (SFC:AAE398) Chan (陳志偉), a licensed former licensee with CE reference AAE398. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wintone Securities Limited 榮通證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-10-29 | 2011-04-08 |
| Wintone Securities Limited 榮通證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-02-16 | 2021-05-01 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-01-20 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-09-04 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-04 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-01-20 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-04 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-04 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 9 — Asset management | present | 2003-09-04 |