Douglas William Meiklejohn Fergusson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas William Meiklejohn Fergusson ( ), a licensed former licensee with CE reference AAE261. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 1 — Dealing in securities | present | 2005-03-10 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 4 — Advising on securities | present | 2005-03-10 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 5 — Advising on futures contracts | present | 2005-02-04 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 6 — Advising on corporate finance | present | 2005-02-04 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 9 — Asset management | present | 2005-02-04 |