Sum Kiu Chan
陳森橋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Kiu Chan (陳森橋), a licensed former licensee with CE reference AAE154. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-31 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-29 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-31 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-29 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-29 |