Pui Yee Chan

陳珮妤
CE No. AAE139 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yee Chan (陳珮妤), a licensed former licensee with CE reference AAE139. This person has 9.1 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 - Dealing in securities 2011-09-27 2014-07-11
Christfund Securities Limited
恒豐證券有限公司
Rep Type 1 - Dealing in securities 2007-07-31 2009-07-09
Christfund Securities Limited
恒豐證券有限公司
RO Type 1 - Dealing in securities Pre-2003 2007-07-31
Christfund Securities Limited
恒豐證券有限公司
RO Type 4 - Advising on securities Pre-2003 2004-01-09
Christfund Securities Limited
恒豐證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-01-09
Christfund Securities Limited
恒豐證券有限公司
RO Type 9 - Asset management Pre-2003 2004-01-09

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Yee Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ronald Sinn Kuen Chan Christfund Securities Limited 2003–2009
Ka Hang Lam Christfund Securities Limited 2003–2009
Yuen Tung Chow Christfund Securities Limited 2003–2009
Kam Yiu Lau Christfund Securities Limited 2003–2009
Wun Chan Christfund Securities Limited 2003–2009
Christopher Wah Fung Cheung Christfund Securities Limited 2003–2009
Wah Sun Tiu Christfund Securities Limited 2003–2009
Tak Yin Ching Christfund Securities Limited 2003–2009
Yu Fang Tsai Christfund Securities Limited 2003–2009
Wing Keung Yip Christfund Securities Limited 2003–2009
Yu Fai To Christfund Securities Limited 2003–2009
Sunny Kay Sum Fung Christfund Securities Limited 2003–2009
Tsan Lam Ki Christfund Securities Limited 2003–2009
Shing Yee Sze Christfund Securities Limited 2003–2009
San Yee Sannie Tam Christfund Securities Limited 2003–2009
Chung Ming Wong Christfund Securities Limited 2003–2009
Sung Wai Chan Christfund Securities Limited 2003–2008
Yan Yan Chan Christfund Securities Limited 2003–2008
Kin Ngai Yau Christfund Securities Limited 2003–2007
Frances Sui Yee Chan Christfund Securities Limited 2003–2007
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