Paul Yip Shing Mok
莫業誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Yip Shing Mok (莫業誠), a licensed former licensee with CE reference AAD900. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-07 | 2018-08-30 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-28 | 2012-04-18 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-20 | 2012-02-20 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-11 | 2007-06-14 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-16 | 2006-09-01 |
| Clover Securities Company Limited 高鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-06-01 |
| Clover Securities Company Limited 高鋒證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-12 |
| Clover Securities Company Limited 高鋒證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-12 |
| Clover Securities Company Limited 高鋒證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-12 |