Paul Yip Shing Mok
莫業誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Yip Shing Mok (莫業誠), a licensed former licensee with CE reference AAD900. This person has 15.0 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-07 | 2018-08-30 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-28 | 2012-04-18 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-20 | 2012-02-20 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-11 | 2007-06-14 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-16 | 2006-09-01 |
| Clover Securities Company Limited 高鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-06-01 |
| Clover Securities Company Limited 高鋒證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-12 |
| Clover Securities Company Limited 高鋒證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-12 |
| Clover Securities Company Limited 高鋒證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Yip Shing Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.