Siu Ying Lam

林少英
CE No. AAD550 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ying Lam (林少英), a licensed former licensee with CE reference AAD550. This person has 16.5 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Wisetrade Securities Limited
明智證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2019-09-25
Wisetrade Securities Limited
明智證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-10-06
Wisetrade Securities Limited
明智證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-10-06
Wisetrade Securities Limited
明智證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-10-06

Worked alongside

The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Ying Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ying Yam Shek Wisetrade Securities Limited 2003–2019
Yin Hing Chan Wisetrade Securities Limited 2003–2019
Kit Ha Cheung Wisetrade Securities Limited 2003–2019
Por Fok Wisetrade Securities Limited 2003–2019
Lai Wah Jim Wisetrade Securities Limited 2003–2019
Yuet Foon Tsang Wisetrade Securities Limited 2003–2019
Yin Kwan Wong Wisetrade Securities Limited 2003–2019
Kwun Big Tang Wisetrade Securities Limited 2003–2016
Kwong Tsung Tsang Wisetrade Securities Limited 2003–2013
Gladys Hao Yuk Tsang Wisetrade Securities Limited 2003–2019
Hitler Yiu Loong Wong Wisetrade Securities Limited 2003–2009
Hing Kwong Lam Wisetrade Securities Limited 2003–2008
Yeuk Nin Lam Wisetrade Securities Limited 2010–2019
Yew Khee Choon Wisetrade Securities Limited 2018–2019
Dan Cheng Wisetrade Securities Limited 2019
Kin Wai Liang Wisetrade Securities Limited 2003
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