Yick Kwan Lo
盧益焜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yick Kwan Lo (盧益焜), a licensed former licensee with CE reference AAD495. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-28 | 2014-01-17 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-01-17 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-12-10 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-20 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-20 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-13 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-20 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-13 |