Karen Kit Hang Li
李陳潔行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Kit Hang Li (李陳潔行), a licensed former licensee with CE reference AAD415. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CS Wealth Securities Limited 中策富滙證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2016-02-22 |
| CS Wealth Securities Limited 中策富滙證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-07 |
| CS Wealth Securities Limited 中策富滙證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-07 |
| CS Wealth Securities Limited 中策富滙證券有限公司 |
RO | Type 9 — Asset management | present | 2003-07-07 |