Juliet Perez Chua
蔡莊翠翠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juliet Perez Chua (蔡莊翠翠), a licensed former licensee with CE reference AAD326. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-15 |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-25 |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-25 |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-25 |