Annie Sze Kwan Tsui
崔士坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annie Sze Kwan Tsui (崔士坤), a licensed former licensee with CE reference AAD238. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red Gate Asset Management Company Limited | Rep | Type 9 — Asset management | 2016-03-22 | 2022-11-05 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-17 | 2013-12-31 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2011-11-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-12 | 2011-11-22 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2007-02-12 | 2011-11-22 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-12 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-02-12 | 2011-11-22 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2007-02-12 | 2010-12-06 |