Sui Man Ng
吳瑞民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Man Ng (吳瑞民), a licensed Representative with CE reference AAD175. Currently licensed at 1 firm(s): Guoyuan Securities Brokerage (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-25 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-20 | 2019-10-17 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-01 | 2019-05-13 |
| Guochuang Securities Financial Holding Group Co., Limited 國創證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-12-01 |
| Guochuang Securities Financial Holding Group Co., Limited 國創證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sui Man Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.