Emma Chin Lai Au
歐千麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emma Chin Lai Au (歐千麗), a licensed former licensee with CE reference AAD155. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-27 | 2008-09-30 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-10-14 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-23 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-23 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-23 |