Kar Kuen Kwok

郭家權
CE No. AAC879 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Kuen Kwok (郭家權), a licensed former licensee with CE reference AAC879. This person has 1.1 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Sunrise Investment Company
齊榮投資公司
Rep Type 1 - Dealing in securities Pre-2003 2004-05-14
Sunrise Investment Company
齊榮投資公司
Rep Type 4 - Advising on securities Pre-2003 2004-01-09
Sunrise Investment Company
齊榮投資公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-01-09
Sunrise Investment Company
齊榮投資公司
Rep Type 9 - Asset management Pre-2003 2004-01-09

Worked alongside

The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Kar Kuen Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chai Wing Wan Sunrise Investment Company 2003–2004
Shuk Ying Wan Sunrise Investment Company 2003–2004
Yuk Man Wan Sunrise Investment Company 2003–2004
Chung Fai Wong Sunrise Investment Company 2003–2004
Tai He Mak Sunrise Investment Company 2003–2004
Yee Yat Sun Sunrise Investment Company 2003–2004
Venus Wing Sze Sun Sunrise Investment Company 2003–2004
Michael Wai Yip Sun Sunrise Investment Company 2003–2004
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