Dennis Kin Hong Au
區健康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Kin Hong Au (區健康), a licensed former licensee with CE reference AAC877. This person has 8.3 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-03-15 | 2020-11-04 |
| Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-03-15 | 2020-11-04 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-10-16 | 2018-11-22 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-05-28 | 2018-11-22 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-05-28 | 2018-11-22 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 9 - Asset management | 2018-05-28 | 2018-11-22 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2003-11-07 | 2009-05-28 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2003-11-07 | 2009-05-28 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-25 | 2003-11-07 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-09-25 | 2003-11-07 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-09-22 |
| REXCAPITAL Online Limited 御泰網上金融服務有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-07-22 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-09-22 |
| REXCAPITAL Online Limited 御泰網上金融服務有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-22 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-22 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-22 |
| REXCAPITAL Online Limited 御泰網上金融服務有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-07-22 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-07-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dennis Kin Hong Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.