Kwok Leong Ng
伍國良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leong Ng (伍國良), a licensed former licensee with CE reference AAC564. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seekers Markets Limited 中南金融有限公司 |
RO | Type 1 — Dealing in securities | 2003-06-13 | 2003-08-07 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-13 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-27 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-27 |
| Seekers Markets Limited 中南金融有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-27 |