Wai Ki Chan
陳惠基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ki Chan (陳惠基), a licensed former licensee with CE reference AAC555. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Hill Investment Company Limited 金山投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-06-27 | 2020-03-16 |
| Golden Hill Investment Company Limited 金山投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-06-27 |
| Golden Hill Investment Company Limited 金山投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-17 |
| Golden Hill Investment Company Limited 金山投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-17 |
| Golden Hill Investment Company Limited 金山投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-17 |