Diana Shuk Tuen Tam
譚淑端
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diana Shuk Tuen Tam (譚淑端), a licensed former licensee with CE reference AAC406. This person has 11.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mars Securities Company Limited 億寶證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-10-18 |
| Mars Securities Company Limited 億寶證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-29 |
| Mars Securities Company Limited 億寶證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-29 |
| Mars Securities Company Limited 億寶證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-29 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Diana Shuk Tuen Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| James Ying Yin Liu | Mars Securities Company Limited | 2003–2014 |
| Yet Chi Fung | Mars Securities Company Limited | 2003–2014 |
| Joanna Chung Yan Liu | Mars Securities Company Limited | 2003–2014 |
| Hung Kin Soo | Mars Securities Company Limited | 2003–2009 |
| Pui Ling Cheung | Mars Securities Company Limited | 2005–2014 |
| Shirley Shuk Yee Ng | Mars Securities Company Limited | 2003–2006 |