Yiu Kwong (SFC:AAC389) Chan
陳耀廣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Kwong (SFC:AAC389) Chan (陳耀廣), CE reference AAC389. Currently licensed at 1 firm(s): Guoyuan Securities Brokerage (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-31 | present |
| Star Securities Limited 星光証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-04-01 |
| Star Securities Limited 星光証券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-04 |
| Star Securities Limited 星光証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-02-04 |
| Star Securities Limited 星光証券有限公司 |
RO | Type 9 — Asset management | present | 2005-02-04 |