Wai Huck Li
李維克
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Huck Li (李維克), a licensed former licensee with CE reference AAC314. This person has 4.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Great Honest Investment Company Limited 浩誠證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-11-12 |
| Great Honest Investment Company Limited 浩誠證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-14 |
| Great Honest Investment Company Limited 浩誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-14 |
| Great Honest Investment Company Limited 浩誠證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-14 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Huck Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Stanio Po Kwok Wu | Great Honest Investment Company Limited | 2003–2007 |
| Lorrain Yuet Sheung Chung | Great Honest Investment Company Limited | 2003–2007 |
| Wai Tak Kwok | Great Honest Investment Company Limited | 2003–2007 |
| Jimmy Kwong Wai Mo | Great Honest Investment Company Limited | 2003–2007 |