Ying Yuen Mau
繆英源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Yuen Mau (繆英源), a licensed former licensee with CE reference AAC213. This person has 15.3 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-10-28 | 2018-07-19 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 5 - Advising on futures contracts | 2014-10-28 | 2018-07-19 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 1 - Dealing in securities | 2014-04-29 | 2018-07-19 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 4 - Advising on securities | 2014-04-29 | 2018-07-19 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RO | Type 9 - Asset management | 2014-04-29 | 2018-07-19 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-27 | 2014-04-29 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-27 | 2014-04-29 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-03-27 | 2014-04-29 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2013-08-23 | 2014-03-15 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 9 - Asset management | 2013-08-23 | 2014-03-15 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-04-02 | 2014-03-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-05-04 | 2014-03-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2014-03-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2014-03-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-24 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-24 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2014-03-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Yuen Mau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.