Lin Sun Tang

鄧連新
CE No. AAB786 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Sun Tang (鄧連新), a licensed former licensee with CE reference AAB786. This person has 13.7 years of SFC licence history. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Goodcape Securities Limited
佳堅證券有限公司
RO Type 1 - Dealing in securities 2005-12-06 2016-12-15
Goodcape Investment Company
佳堅投資公司
RO Type 1 - Dealing in securities Pre-2003 2005-12-06
Goodcape Investment Company
佳堅投資公司
RO Type 4 - Advising on securities Pre-2003 2005-02-21
Goodcape Investment Company
佳堅投資公司
RO Type 6 - Advising on corporate finance Pre-2003 2005-02-21
Goodcape Investment Company
佳堅投資公司
RO Type 9 - Asset management Pre-2003 2005-02-21

Worked alongside

The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Lin Sun Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Siu Ming Chang Goodcape Securities Limited 2005–2016
Kui Wing Wong Goodcape Securities Limited 2005–2016
Mei Ho Chow Goodcape Securities Limited 2005–2016

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