John Gavin Roberts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Gavin Roberts, a licensed former licensee with CE reference AAB731. This person has 3.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bentley Capital Limited 百德利金融管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-12-15 |
| Bentley Capital Limited 百德利金融管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-04 |
| Bentley Capital Limited 百德利金融管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2006-12-15 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as John Gavin Roberts during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Robert Edward John Bunker | Bentley Capital Limited | 2003–2006 |
| Nicolas Bryan Bentley | Bentley Capital Limited | 2003–2006 |
| Melody Ann Rooke | Bentley Capital Limited | 2003–2006 |