John Gavin Roberts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Gavin Roberts ( ), a licensed former licensee with CE reference AAB731. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bentley Capital Limited 百德利金融管理有限公司 |
RO | Type 4 - Advising on securities | present | 2006-12-15 |
| Bentley Capital Limited 百德利金融管理有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2005-02-04 |
| Bentley Capital Limited 百德利金融管理有限公司 |
RO | Type 9 - Asset management | present | 2006-12-15 |